IMPORTANT DISCLOSURE INFORMATION
Diversified Investment Strategies, LLC (“Diversified”) is an SEC registered investment adviser located in Baton Rouge, Louisiana. Diversified and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which Diversified maintains clients. Diversified may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Diversified’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Diversified’s web site on the Internet should not be construed by any consumer and/or prospective client as Diversified’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Diversified with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Diversified, please contact the SEC or the state securities regulators for those states in which Diversified maintains a notice filing. A copy of Diversified’s current written disclosure statement discussing Diversified’s business operations, services, and fees is available from Diversified upon written request. In addition, certain of Diversified’s investment adviser representatives are also, in their individual capacities, registered representatives of QA3 Financial, LLC (“QA3”), a broker-dealer registered with the United States Securities and Exchange Commission and a member of both the Financial Industry Regulatory Authority (FINRA) and Securities Investor Protection Corporation (“SIPC”). Accordingly, those investment adviser representatives of Diversified who are also registered representatives of QA3, may, in their individual capacities, effect securities transactions for public customers on a fully disclosed commission basis in those states in which both QA3 and the specific representative is registered, or qualify(ies) for an exemption or exclusion from registration requirements. For information pertaining to the registration status and/or disciplinary history of QA3 or any Diversified investment adviser representative that also serves as a representative of QA3, please contact the SEC, FINRA and/or state securities law administrators for those states in which QA3 and/or the specific representative maintain a registration filing. Diversified does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Diversified’s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Diversified), will be profitable or equal any historical performance level(s).
Certain portions of Diversified’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Diversified’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Diversified, or from any other investment professional. Diversified is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.
Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Diversified is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of Diversified by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser.
Each client and prospective client agrees, as a condition precedent to his/her/its access to Diversified’s web site, to release and hold harmless Diversified, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Diversified.
